FCA Authorisation

FCA authorization is needed to legally trade in your financial market industry. FCA ASSIST manage and handle the end-to-end process of FCA authorisation & registration on your behalf. We have created packages to assist and simplify your authorization process. Select the building block that is right for you. Each block is at a fixed price allowing you to budget for this process, and to avoid costly ongoing fees from accountants and traditional law firms, leaving only any incidental expenses and FCA fees to be paid additionally.

Package Element

FCA ASSIST Standard FCA Submission Package

Whether a full initial submission or conversion from the Interim Permission granted by the OFT, we will handle all of the standard FCA initial applications, to include all form submissions and the first stage iteration with the FCA. This will include completion of all forms, reviewing and collating any additional documentation required and reviewing existing data required for submission, whilst liaising on your behalf with the FCA.

FCA ASSIST UK Company Formation & Registration

For those companies requiring a company to be registered in the UK, FCA ASSIST will handle this process. company being formed

Option 1: Basic Limited Company Formation & Registration (domicile supplied optional)

Option 2: Advanced Company Formation (for specific additional requirements, shareholders agreements, non limited, partnerships etc.)

UK Company legal documentation starter package

Once the company is registered, you may require the creation of typical legal documentation, processes and contracts. Typically these could include share structure documentation, UK employee contracts, etc. We offer a fixed price solution, in association with our preferred legal supplier ASV Law, covering up to 6 hours of qualified lawyer support for the creation and tailoring of such documentation at an attractive start up rate

FCA ASSIST Compliant Policies Review

To ensure successful registration, companies operating in the UK market must be able to demonstrate and adhere to appropriate processes for Complaints Handling, Data Protection and Privacy. We can review and (where applicable) tailor existing company processes, or create standard UK compliant processes for you to implement

Option 1: Complaints Handling & Data Protection Policies

Option 2: Complaints Handling, Data Protection & Privacy Policies